Important Information
Regulatory disclosures and information that may be of interest to our clients or potential clients.
Anti-bribery and Corruption Statement
Sarasin UK Group commitment to The Bribery Act 2010.
Anti-Financial Crime Policy Statement
The Sarasin UK Group’s commitment to fighting financial crime.
Anti-Financial Crime Policy Statement
Complaints Procedure
Making a Complaint – A Guide for Clients provides more information if you are dissatisfied with our service.
Download procedure (excluding Ireland)
Download procedure (Ireland only)
Conflicts of Interest Policy
Outlines the conflicts of interest that impact the Sarasin UK Group, and how we manage them.
Discretionary Investment Management Services Terms of Business
This document lays out our terms of business related to discretionary investment management services.
Execution Policy
Sets out how we transact deals on our clients' portfolios to achieve the best possible result.
GDPR and special category data
This document explains what special category data is under the EU General Data Protection Regulation, and why we may need it.
Index disclaimers
This document provides further information about the indices we use for benchmarking.
Individual Savings Account Terms of Business
This document outlines the terms that govern our provision of an ISA account to our clients.
Online Reporting Terms
This document outlines the terms that govern the use of our online reporting services.
Pillar 3 Disclosures
This document provides regulatory disclosures on risks impacting the business, risk management and capital.
Portfolio Risk Warnings
This document summarises the general nature of some of the risks associated with specific types of investments that we may deal in, and transactions that we may carry out, on behalf of discretionary client portfolios.
Regulatory Technical Standard 28 Disclosure
This document contains the annual disclosure of information required by the Regulatory Technical Standard 28 of the MIFID II regulation, and sets out to explain how we have achieved best execution for our clients.
Remuneration Policy Disclosure
This document provides a summary of Sarasin's remuneration policies.
Sarasin Investment Funds Remuneration Policy
This document provides a summary of Sarasin Investment Funds' remuneration policies.
Sarasin Funds Management (Ireland) Limited Excess Reportable Income
These document may be useful for UK taxpaying clients who were invested in our Irish funds during the year to 31 December 2019 and the year to 31 December 2018.
Download Sarasin Unit Trusts ERI Report - 2019
Download Sarasin Systematic Funds ICAV ERI Report - 2019
Download Sarasin IE Funds ERI Report - 2019
Download Sarasin Unit Trusts ERI Report - 2018
Download Sarasin Systematic Funds ICAV ERI Report - 2018
Download Sarasin IE Funds ERI Report - 2018
Sarasin Funds Management (Ireland) Limited Remuneration Policy
This document provides a summary of Sarasin Funds Management (Ireland) Limited's remuneration policies.
UK Stewardship Code Report
This document explains how we comply with the 2020 Stewardship Code on behalf of our clients for all our holdings globally, to meet both FRC and FCA/SRD II requirements.
Making a complaint: A guide for clients (Ireland only)
Guidance on how Irish clients can make official complaints with the Financial Conduct Authority
Tax Strategy
This document explains Sarasin & Partners' tax arrangements.
Telephone Calls
Please note that in accordance with regulatory requirements and industry practice it is Sarasin & Partners' policy to record all telephone calls.